Audits, Certifications and Readiness

VIES provides services of auditing, documentation, certifications, training, and setting up of ISO organization that includes:

SOC 2

"Data security compliance framework."

IT Audit

"Evaluates information system controls."

Management Audits

"Assess organizational performance and efficiency."

ISO 27001, 9001

"Standards for quality and security."

Internal Audit

"Evaluates governance, risk, controls."

ERP implementation and controls audit contd.

"Ensures system effectiveness and compliance."

“Our expert Internal Audit (IA) Team propels IA forward by blending diverse expertise and experience with a dynamic and forward-thinking audit methodology. This is further enhanced by the integration of cutting-edge technology, ensuring that our IA services are pertinent, anticipatory, and adaptable. We are committed to providing top-tier Assurance, Insight, and Value.

Systems Audits, or audits of IT Systems, are pivotal in quantifying, overseeing, and mitigating risks associated with IT. This process bolsters the dependability of both individual processes and the overarching information ecosystem. Our VIES Team executes Systems Audits by conducting a thorough evaluation of the company’s IT infrastructure. This assessment determines how well the IT strategy aligns with the company’s goals and its ability to support anticipated organizational growth. Such audits are instrumental in obtaining a deeper understanding of the extent to which IT facilitates business operations and the utilization of IT assets.”

audit
soc aduit 2

SOC Audit

  • The SOC control standards, established by the American Institute of Certified Public Accountants (AICPA), encompass various types of audits, including SOC 1, SOC 2, and SOC for Cybersecurity

  • SOC, an acronym for System and Organization Controls (formerly known as Service Organization Controls), is an audit procedure that scrutinizes a company’s controls designed to safeguard the Security, Availability, Processing Integrity, Confidentiality, and Privacy of customer data.

  • VIES SOC audit, typically a SOC 2 audit, evaluates a company’s policies, procedures, and technological controls to determine their effectiveness in safeguarding the data the company handles. SOC 2 audit reports provide assurance to customers that the systems are well-designed and securely operated. These reports serve as a testament to a company’s commitment to data security on behalf of its clients.
One of the most significant advantages is that you can bid on new business or meet an RFP requirement. Without the SSAE accreditation, you may not be able to bid on a project or new contract.

As the underlying risk culture develops, the information security and cyber security measures will adapt and improve.

Client’s respect organizations that have SSAE / SOC audits, and their marketability and confidence grow.

Constant external audit pressure guarantees that your controls are always operational.

IT Audit

  • An IT audit is structured to confirm the confidentiality, integrity, and availability of information systems. The following services are offered to ensure:

  • Establishing a robust and long-lasting framework for managing technology risks Enhancing the security, availability, integrity reliability, resilience, and recoverability of systems

  • We have experience serving sectors such as Banking, Non-Banking Financial Companies (NBFC), Mutual Funds, Stockbrokers, Insurance, 21CFR Part11, and CISA Audit for Credit rating agency.
Areas covered under IT Audit
Policies and Procedures

Physical and Environmental Security

Asset Management

Business Continuity

Access Control

Information Security

Third Party / Vendor / Supplier Security

Network Security

Privacy Review

Operations Security

75
marketing analysis
65
business innovation
90
finance strategy

Business Planning & Strategy

Nurture promoters, your loyal customers who are more profitable and will advocate for your business—both in good times and bad.

Customer-focused businesses build a virtuous cycle we call the “customer wheel.” We help you at every stage of growth, developing custom solutions and collaborating with all levels of your organization. Identify quick, targeted customized solutions and operational improvements.

The services include

Gap Analysis

This process is carried out prior to the establishment of an ISO system. It involves comparing the requirements of the ISO standards with the existing systems, pinpointing any deficiencies, and proposing corrective measures in line with the standards.

This refers to an examination of the current ISO system that the organization has put in place, with the aim of assessing whether the organization is prepared for a certification audit. VIES offers guidance and support on rectifying any discrepancies.

VIES offers internal audit services that aid in detecting discrepancies and implementing corrective measures before a surveillance or certification audit. The internal audit, which is a compulsory requirement under ISO standards, is conducted by autonomous internal audit experts.

Appropriate and compliant documentation is a crucial prerequisite for any ISO audit. The documents must be in line with the standards’ requirements and should be periodically reviewed and updated based on the organization’s current systems, processes, and operations. VIES offers services related to the drafting, acceptance, approval, review, and implementation of ISO documentation.

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